360° MiFID II/MiFIR assessment
360° MiFID II/MiFIR assessment
After a full year under MiFID II/MiFIR regime, it is time to review and ensure that MiFID entities are respecting their regulatory obligations, and that all affected businesses are in line with both strategic plans and compliance duties. This 360° MiFID II/MiFIR assessment is an opportunity to challenge the newly implemented processes and procedures, to detect inefficiencies and/or regulatory gaps, and to provide to external parties (supervisors, clients, external auditors…) comfort and reliance of your organisation.
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MiFID & Sustainable finance
MiFID & Sustainable finance
Entities that manage wealth have an important impact in the way they allocate money in the economy via the businesses they invest in. Embedding ESG criteria in their investment decisions has the potential to generate massive societal change and will push businesses to contribute to the global agenda if they wish to receive capital.
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CSSF review on MiFIR Reporting - TRAF
CSSF review on MiFIR Reporting - TRAF
With the introduction of MiFID II / MiFIR in January 2018, Luxembourg investment firms, including banks, are required to report all transactions executed on financial instruments admitted on a trading venue to the CSSF. In April of this year, the CSSF reached out to multiple IFs and has expressed significant doubts on the correctness and completeness regarding this reporting.
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MiFID II trainings & certification
MiFID II trainings & certification
PwC’s Academy and PwC MiFID II/MiFIR experts designed a full training and certification offer to support MiFID entities on on-going basis:
- CSSF circular 17/655 certification: As a CSSF accredited training provider, PwC’s Academy offers a state of the art learning solution, unique in Luxembourg, offering flexibility yet specificity for delivery to comply with CSSF Circular 17/665.
- MiFID II, the essentials: The training “MiFID II: The Essentials” provides a global overview on the new regime, and an understanding of what concretely happens and how MiFID II impacts the daily responsibilities of every employee
- MiFID II training for Internal Auditor: A dedicated MiFID II training for Internal Auditors focusing on their specific challenges and responsibilities