Regulatory & Compliance Advisory Services

To meet today's increasingly complex financial regulatory environment, the department of Regulatory & Compliance Advisory Services (RCAS) is dedicated to help clients understand its impact and implement solutions. RCAS brings together professionals with regulatory, operational and compliance background to provide timely, cost effective and practical assistance to you. Our RCAS team advises all entities which perform professional activities that are regulated by the Luxembourg Commission de Surveillance du Secteur Financier (the "CSSF"): banks, PSFs, investment funds, management companies, e money institutions and payment institutions as well as other financial service providers.

We provide :

  • Compliance Diagnostic;
  • Fund Office Services;
  • Set-up/Licensing;
  • Product Set-up / Compliance;
  • Regulatory Watch Services (3W)
  • IT Regulatory Services
  • Direct support to your compliance function
  • On-site inspection assistance (AML, MiFID, governance, etc)
  • Assistance on the Fit & Proper test for Management bodies
  • On-going regulatory awareness and assistance 

Regulatory framework

The Markets in Financial Instruments Directive II (MiFID II) and the Packaged Retail and Insurance-based Investment Products (PRIIPs) Regulation rules went live in January 2018, introducing requirements for firms to disclose specific information on the costs and charges of certain investment products or services. 

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Contact us

Olivier Carré

Regulatory & Compliance Advisory Services Leader, PwC Luxembourg

Tel: +352 49 48 48 4174

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