Regulatory & Compliance Advisory Services

Asset Management and Management Companies

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Banking and Professionals of the Financial Sector

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Regulatory & Compliance Advisory Services

To meet today’s increasingly complex financial regulatory environment, the department of Regulatory & Compliance Advisory Services (RCAS) is dedicated to help clients understand its impact and implement solutions. RCAS brings together professionals with legal, operational and compliance background to provide timely, cost effective and practical assistance to you. Our RCAS team advises all entities which perform professional activities that are regulated by the Luxembourg Commission de Surveillance du Secteur Financier (the "CSSF"): banks, PSFs, investment funds, management companies, as well as other financial service providers.

We provide :

• Regulatory Diagnosis & Implementation Services;
• Fund Office Services;
• Assistance in applying for a banking, PSF, or UCITS/AIFM licence;
• Assistance in the process of setting up electronic money or payment institutions;
• Investment management Compliance Services;
• Listing Services;
• Securitisation Services;
• On-going Regulatory Watch Services through our 3W Watch database.

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