Regulatory & Compliance Advisory Services


To meet today's increasingly complex financial regulatory environment, the department of Regulatory & Compliance Advisory Services (RCAS) is dedicated to help clients understand its impact and implement solutions. RCAS brings together professionals with legal, operational and compliance background to provide timely, cost effective and practical assistance to you. Our RCAS team advises all entities which perform professional activities that are regulated by the Luxembourg Commission de Surveillance du Secteur Financier (the "CSSF"): banks, PSFs, investment funds, management companies, as well as other financial service providers.

We provide :

  • Compliance diagnostic;
  • Fund Office Services;
  • Set-up/Licensing;
  • Product Set-up / Compliance;
  • 3W
  • IT Regulatory Services

 

Regulatory framework

The Markets in Financial Instruments Directive II (MiFID II) and the Packaged Retail and Insurance-based Investment Products (PRIIPs) Regulation rules went live in January 2018, introducing requirements for firms to disclose specific information on the costs and charges of certain investment products or services. 

News

UCITS share class - new key focus area for management companies

Within the same fund, the UCITS framework allows the creation of investment compartments having their own investment strategy. These compartments may in turn offer different share class to investors with different rights or features thus allowing a high level of customisation.

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Contact us

Olivier Carré
Regulatory & Compliance Advisory Services Leader, PwC Luxembourg
Tel: +352 49 48 48 4174
Email

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