Regulatory Texts
- Luxembourg - Law of 30 May 2018
- Grand-ducal Regulation of 30 May 2018
- Luxembourg - Bill 7157 transposing MiFID II and MIFIR
- Luxembourg - Circular CSSF 17/668 as amended - ESMA Guidelines on calibration of circuit breakers and publication of trading halts
- Luxembourg - Circular CSSF 17/665 - ESMA Guidelines for the assessment of knowledge and competence
- Luxembourg - Circular CSSF 17/670 - Criteria regarding external training on knowledge and competence
- Luxembourg - Circular CSSF 17/674 - Guidelines on transaction reporting and order record keeping under MiFIR
- Level 2 - Commission Delegated Directive on investors protection
- Level 2 - Commission Delegated Regulation
- Level 2 - Commission Delegated Regulation on transparency and supervisory measures
- Level 2 - Full list of published implementing and delegated acts, including ITS and RTS
- Level 2 - Draft Commission Delegated Regulation on the integration of Environmental, Social and Governance (ESG) considerations and preferences
- Level 3 - Guidelines on cross selling practices
- Level 3 - Guidelines for the assessment of knowledge and competence
- Level 3 - Guidelines on MiFID II product governance requirements
- Level 3 - Guidelines on complex debt instruments and structured deposits
- Level 3 - Guidelines on transaction reporting
- Level 3 - Guidelines - Calibration, publication and reporting of trading halts
- Level 3 - Guidelines on product governance
- Level 3 - Guidelines on the management body of market operators and data reporting services providers
- Level 3 - Guidelines on certain aspects of the MiFID II suitability requirements
- Level 3 - Final report on integrating sustainability risks and factors in the MIFID II
- Level 3 - Final Report on calibration, publication and reporting of trading halts
- Level 3 - Final report on guidelines on certain aspects of the MiFID II suitability requirements
- Level 3 - Final Report - Amendments to Commission Delegated Regulation (EU) 2017/587 (RTS 1)
- Consultation paper on integrating sustainability risks and factors in MiFID II
- Level 3 - Final Report on Draft RTS specifying the scope of the consolidated tape for non-equity financial instruments
- Level 3 - Consultation paper on suitability assessment
- Level 3 - Q&A on post trading
- Level 3 - Q&A on investor protection
- Level 3 - Q&A on MiFIR market structures topics
- Level 3 - Q&A on MiFIR transparency topics
- Level 3 - Q&A on commodity derivatives topics
- Level 3 - Q&A on MiFIR data reporting
- Level 3 - Q&A on CFDs and other speculative products
Contact us
Stay Connected:
