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As Chief Compliance Officer, member of the compliance function or conducting officer, or responsible for compliance within a management company, you are identified as a key function holder and part of the 2nd line of defence, and therefore a key component of the company's internal control framework.
Your tasks and responsibilities are broad and ever-growing in terms of number of regulatory requirements to cover. That being said, it is key to have a clear view on what is expected from you from both a regulatory and internal perspective.
It is essential to position yourself in the organisation, knowing the reporting lines, the interaction with the different stakeholders, the tools and methodologies available to perform your day-to-day tasks and controls. This will allow you to focus on the business as usual activities in terms of performing controls and being the advisors for the management and your peers.
Thanks to our expertise concerning the tasks and responsibilities of the compliance functions not only from a regulatory point of view, but also from a practical perspective, we would like to share our experience with you and allow you to be ready for your day-to-day role.
23 February 2024 (EN) - 9:30am-11:30am - On site
Price: 390.00 €
Number of participants: max. 20
Our training is focused on:
At the end of this training, the participants will be able to:
The training will cover the compliance duties around the following aspects:
This training is coordinated by Nicole Schadeck, Director at PwC Luxembourg.
Nicole has more than 15 years of experience in the fund and banking industry. Her projects have focused on process analysis, risk management, optimisation of the compliance risk management framework, investment eligibility analysis, understanding of complex derivatives and financial instrumental.
PwC's Academy, Crystal Park Building, PwC Luxembourg
Tel: +352 49 48 48 4040