As Chief Compliance officer or member of the Compliance function at a Management Company, you are identified as a Key function Holder and part of the 2nd line of defence, and therefore a key component of the institution’s internal control framework.
The scope of your position is broad and ever-growing in terms of number of regulatory requirements to cover. That being said, it is key to have a clear view on what is expected from you from both a regulatory and organisational perspective.
It is essential to position yourself in the organisation knowing the reporting lines, the interaction with the different stakeholders and the tools and methodologies available to perform your day-to-day tasks and controls. This will allow you to focus on the business as usual activities in terms of control and advisory roles.
Thanks to our expertise in Compliance functions from a regulatory point of view, but also from a practical perspective, we would like to share our experience with you to allow you to be ready for your day to day role.
23 March 2021 (EN) - Webinar format - 10am-12pm
Price: 300.00 €
Number of participants: max. 20
Our training is focused on:
At the end of this training, the participants will be able to:
The training will cover the compliance duties around the following aspects:
PwC's Academy, Crystal Park Building, PwC Luxembourg
Tel: +352 49 48 48 4040