Compliance Diagnosis & Implementation

We will help you to conceptually, strategically and operationally understand and implement European and Luxembourgish regulations. Our Regulatory Diagnosis & Implementation Services are based on a modular approach, allowing you to decide in a very flexible manner which services you would like to benefit from.

Phase I: Diagnosis

We provide a comprehensive diagnosis in order to analyse your situation in the light of the applicable regulation and provide you with an overview of potential opportunities and gaps.

Our diagnosis services include:

A: Impact Analysis

By looking at your business model and product range we assess the operational and strategic impact a certain regulation has on your business.

B: Definition of a target operating model (TOM)

We identify and review the compliance requirements and service opportunities and rank the identified risks and opportunities. Furthermore, we define your target operating model with you in workshop sessions or strategy papers.

C: Gap assessment and recommendations

We perform an in-depth gap assessment in order to assess the operational readiness of your business. We identify areas of change and prepare the necessary actions. Subsequently, our team organises and conducts workshop sessions in order to discuss potential implementation measures with you. A final report show measures in order to close gaps.

Phase II: Implementation

Our combined team of experts having an operational background help you in the process of integration between the gap assessment and an efficient and effective implementation of requirements.

D: Road Map

PwC provide you with a road map to put in place the target operating model and close gaps.

E: Implementation and onsite support

Our team supports you along the way of implementation by (re-)designing your processes and procedures onside and drafting and reviewing documentations and policies.

Contact us

Olivier Carré

Deputy Managing Partner, Technology & Transformation Leader, PwC Luxembourg

Tel: +352 49 48 48 4174

Xavier Balthazar

Advisory Partner, Asset Management, Regulatory & Compliance, PwC Luxembourg

Tel: +352 49 48 48 3299

Cécile Liégeois

Clients & Markets Leader, PwC Luxembourg

Tel: +352 49 48 48 2245

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