A smarter way to manage regulatory obligations
Regulatory Compliance Managed Services
In today’s rapidly evolving regulatory environment, organisations face increasing pressure to maintain accuracy, consistency and control across their compliance activities. Our Regulatory Compliance Managed Services combine specialised expertise with technology‑enabled delivery to streamline operations, reinforce governance and reduce operational burden.
By centralising key processes and applying robust, repeatable controls, we help institutions build resilient compliance functions that remain aligned with regulatory expectations across jurisdictions. The result is a more efficient, transparent and scalable way to manage regulatory obligations—allowing teams to focus on strategic priorities while maintaining confidence in day‑to‑day compliance execution.
- Marketing Material Review
- Oversight as a Service - Digital Monitoring Hub
- Regulatory Reporting
- Fund Documentation - Prospectus and KIIDs / KIDs
- DORA - Third-Party Risk Management & Register
- Regulatory Watch - 3W
- Compliance Control Hub
- Risk Management
Marketing Material Review
Our dedicated professionals will perform an end-to-end compliance review of your marketing documents, ensuring accuracy and correctness of the information for all investors. We perform consistency reviews between marketing documents and the selected sections of the prospectus, KIIDs, websites, or factsheets, against local requirements and in multiple languages. For any identified areas of non-compliance, we will provide the necessary advice and guidance to remediate the gaps.
Oversight as a Service - Digital Monitoring Hub
Our Digital Monitoring Hub centralises oversight information in a secure environment and streamlines the full monitoring lifecycle by collecting, assessing, processing and reporting data systematically. It strengthens regulatory conformity, enhances operational security through structured workflows, provides scalable cost efficiency per assessment and reinforces consistency in quality control. By bringing transparency, reliability and standardisation, it improves both governance and user engagement while reducing operational burden.
Regulatory Reporting
Our Regulatory Reporting service supports asset managers throughout the full regulatory reporting process, from data collection to the delivery of compliant, investor‑ and regulator‑ready reports.
We manage complex reporting requirements across multiple jurisdictions and regulatory frameworks by relying on robust data integration, regulatory expertise, and standardised delivery models.
By combining experienced regulatory specialists with scalable tools and controls, we help asset managers focus on their core activities by taking care of the production of reports such as BCL statistical reporting (S1.3, S1.6, TPTOBS, etc), UCITS Risk Reporting, CSSF U1.1 reporting, etc.
Fund Documentation - Prospectus and KIIDs / KIDs
We support the drafting, maintenance and periodic updates of fund documentation, including prospectuses, KIIDs/KIDs and other operational materials. Our structured workflows improve consistency, ensure timely compliance with regulatory updates and reduce internal workload. The service is adaptable to diverse product ranges and provides scalable support for both routine updates and more complex documentation projects.
DORA - Third-Party Risk Management & Register
We offer integrated digital solutions to support DORA compliance. Our Third Party Risk Management Tool streamlines vendor due diligence and ongoing monitoring, providing real time visibility into ICT third party risks. The Compliance Control Hub enables planning, execution and reporting of tailored monitoring programmes. For the DORA Register, we help organisations integrate register requirements into third party oversight, maintain accurate regulator ready supplier records and ensure continuous compliance. These solutions strengthen governance, operational efficiency and transparency.
Regulatory Watch - 3W
Our 3W Regulatory Watch service provides structured monitoring of regulatory developments. Each monthly report consolidates a curated selection of key Articles along with broader regulatory news tracked by our teams. Clients receive clear, synthesised insights that support proactive decision making and long-term planning. Reports are produced by PwC regulatory specialists and cover evolving legislative and supervisory changes across relevant jurisdictions.
Compliance Control Hub
Our Compliance Control Hub simplifies compliance oversight. It empowers your Compliance Function to design and execute a customised monitoring plan, fully aligned with your regulatory requirements. All compliance activities are centralised and securely managed, enhancing operational efficiency and regulatory assurance.
Risk Management
Our Risk Management service covers the entire process, from fund accounting data reception to the delivery of comprehensive, ready-to-use risk reports aligned with regulatory requirements. All reports are produced and parameterized according to your specifications. By combining robust data management, experienced risk specialists, and comprehensive reporting, we enhance risk transparency and operational resilience.
Asset and Wealth Managed Services
Banking Managed Services
Contact us
Benjamin Gauthier
Advisory Partner, Risk & Compliance Leader, PwC Luxembourg
Tel: +352 49 48 48 4137
