MiFID II refresher
MiFID II is live since 3 January 2018. Knowledge and competence shall be maintained to ensure your organization operates as per MiFID II requirements and market best practices.
Price: 360.00 €
Duration: 2h
Language: Available in English and French
Number of participants: max. 20
You are interested in participating in this course but no sessions are currently scheduled? Please contact us and you will be added to our Show Interest list.
Objectives
By the end of this course, participants will be able to have a view on:
- the main topics to keep an eye on based on latest regulatory development and/or market trends;
- on-going monitoring to maintain requirements.
Content
- MiFID II - key topics to focus on split by MiFID II areas on which regulatory development has been foreseen:
- Information to clients / Reporting
- Transaction related topics
- Governance related topics
- Product governance
- On going monitoring to be maintained covering the following aspects:
- Investor protection
- Product governance
- Governance & organisation
Target audience
- Authorised Managers;
- Compliance officers;
- Internal auditors;
- Project Managers in charge of regulatory projects.
Our lead experts
This training will be coordinated by Cécile Liégeois, Partner.
Cécile is a Regulatory and Audit Partner in the banking and PFS industry. With over 20 years of professional experience in Luxembourg, she has developed a deep knowledge of Luxembourg banking and investment firms regulations including MiFID II/MiFIR and governance/compliance.
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