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MiFID II refresher

MiFID II is live since 3 January 2018. Knowledge and competence shall be maintained to ensure your organization operates as per MiFID II requirements and market best practices.

Price: 300.00 €

Duration: 2h

Language: English, also available in French

Number of participants: max. 20

Objectives

By the end of this course, participants will be able to have a view on:  

  • the main topics to keep an eye on based on latest regulatory development and/or market trends;
  • on-going monitoring to maintain requirements.

Content

  • MiFID II - key topics to focus on split by MiFID II areas on which regulatory development has been foreseen:
    • Information to clients / Reporting
    • Transaction related topics
    • Governance related topics
    • Product governance
  • On going monitoring to be maintained covering the following aspects:
    • Investor protection
    • Product governance
    • Governance & organisation

Target audience

  • Authorised Managers;
  • Compliance officers;
  • Internal auditors;
  • Project Managers in charge of regulatory projects.

Our lead experts

This training will be coordinated by Cécile Liégeois, Partner.

Cécile is a Regulatory and Audit Partner in the banking and PFS industry. With over 20 years of professional experience in Luxembourg, she has developed a deep knowledge of Luxembourg banking and investment firms regulations including MiFID II/MiFIR and governance/compliance.

Contact us

Contact details

PwC's Academy, Crystal Park Building, PwC Luxembourg

Tel: +352 49 48 48 4040

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