MiFID II refresher
MiFID II is live since 3 January 2018. Knowledge and competence shall be maintained to ensure your organization operates as per MiFID II requirements and market best practices.
Price: 300.00 €
Duration: 2h
Language: English, also available in French
Number of participants: max. 20
Objectives
By the end of this course, participants will be able to have a view on:
- the main topics to keep an eye on based on latest regulatory development and/or market trends;
- on-going monitoring to maintain requirements.
Content
- MiFID II - key topics to focus on split by MiFID II areas on which regulatory development has been foreseen:
- Information to clients / Reporting
- Transaction related topics
- Governance related topics
- Product governance
- On going monitoring to be maintained covering the following aspects:
- Investor protection
- Product governance
- Governance & organisation
Target audience
- Authorised Managers;
- Compliance officers;
- Internal auditors;
- Project Managers in charge of regulatory projects.
Our lead experts
This training will be coordinated by Cécile Liégeois, Partner.
Cécile is a Regulatory and Audit Partner in the banking and PFS industry. With over 20 years of professional experience in Luxembourg, she has developed a deep knowledge of Luxembourg banking and investment firms regulations including MiFID II/MiFIR and governance/compliance.
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