MiFID II: the essentials

This training sessions would aim at making MiFID II understandable for each and every employee, whatever their role within the organisation.

We approach the topic using the client experience timeline as a basis to enhance the understanding of what concretely happens and how MiFID II impacts the daily responsibilities of every employee. 

27 May 2020 (ENG) - Webinar format - 2pm-4pm

3 June 2020 (ENG) - Webinar format - 10am-12pm

Price: 300.00 €

Duration: 2h

Language: English

Number of participants: max. 20

objectifs

Objectives

By the end of the training, participants will be able to:  

  • Be aware of the purpose and main chapters of MiFID II

  • Apprehend the overall impact of the new requirements and the options that were open to decision as per the original text

  • briefly explain what MiFID II means, impacts and how the organisation will comply

  • Clearly understand the risks at stake if they do not comply in their daily responsibilities

Contenu

Content

1. Prospecting

  • Type of prospective information

  • Type of clients

2. Contracting

  • The service contract
  • Client identification
  • Questionnaire

3. Servicing

  • Different services and information to provide
  • Impact servicing depending on the role

4. Reporting to client

  • Information to provide
  • Frequency

5. Reporting to regulator

  • New reporting requirements

6. Recording

  • Why, what, when, who

Target audience

General public

Our lead experts

Our lead experts

Olivier Carré is Partner at PwC Luxembourg and Regulatory Advisory Leader . He has gained broad experience of the financial services industry and especially in the private banking and investment fund industry. Olivier has been responsible for MiFID assessment and implementation projects for international and Luxembourg based banks.

He is a member of the international PwC MiFID II Working Group. Furthermore, he has helped clients with the assessment and implementation of regulatory requirements such as AIFMD, FATCA and UCITS IV and  EMIR.

Contact us

Contact details

PwC's Academy, Crystal Park Building, PwC Luxembourg

Tel: +352 49 48 48 4040

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