A digital tutorial from the MiFID certification e-learning suite, designed to support the regular update of general knowledge and competence around MiFID II requirements.
This module is part of our MiFID II blended learning curriculum.
Price:
We deploy our e-learning solution as from 10 individual licences.
Duration: 1h
Language: English
By the end of this course, participants will be able to:
Topic 1: market structure
Topic 2: market transparency
Topic 3: investor protection
Topic 4: transaction reporting
Topic 5: Other key requirements
Topic 6: Impact on business lines
Target audience
Asset managers, client advisors, front-office representatives and other professionals in scope of the CSSF circular 17/665.
This digital learning has been designed with the support and collaboration of Cécile Liégeois, Partner at PwC Luxembourg.
Cécile has 22 years of professional experience in Luxembourg and developed deep knowledge of Luxembourg banking and investment firms regulations, amongst other topics, internal governance, outsourcing arrangements (BPO/ICT/Cloud) and operational/ICT risk management. She is leading projects of new regulations implementation focusing on business, regulatory and operational impacts. Cécile has experience in the external audit (financial and regulatory audit) of entities of the financial sector, mainly in the banking industry, other professionals of the financial sector (investment firms, support and specialised PFS), management companies and investment funds.