MiFID II refresher (e-learning)
MiFID II is live since 3 January 2018. Knowledge and competence shall be maintained to ensure your organisation operates as per MiFID II requirements and market best practices.
Price:
We deploy our e-learning solution as from 10 individual licences.
- From 10 to 50 participants: 70 EUR;
- From 51 to 150 participants: 65 EUR;
- From 151 to 300 participants: 60 EUR;
- More than 301 participants: 50 EUR.
Duration: 1h
Language: English
Objectives
- Recognise the impact of the MiFID II regime on financial market participants and structures, including organised trading facilities, systematic internalizers, derivative trading obligations, market access, and dark pools and broker crossing networks;
- Identify how MiFID II aims to improve both pre- and post-trade transparency;
- Recognise the importance of transaction reporting and governance under the MiFID II framework;
- Quantify the impact of MiFID II on the various business lines of financial institutions.
Content
Topic 1: Market Structure
- Organised Trading Facilities
- Systematic Internalizers (SIs)
- Changes to the SI Regime
- Derivative Trading Obligations
- Market Access
- Dark Pools & Broker Crossing Networks
Topic 2: Market Transparency
- Pre-Trade Transparency
- Post-Trade Transparency
Topic 3: Investor Protection
- Product Governance
- Investment Advice
- Suitability
- Suitability Reports
- Appropriateness
- Inducements
- Investment Research
- Best Execution
- Conduct of Business: Product Coverage
Topic 4: Transaction Reporting & Governance
- Transaction Reporting Requirements
- Commodity Derivatives: Limits & Trading Restrictions
- High Frequency Trading
- High Frequency Trading: Controls
- Internal Control & Governance
Topic 5: Impact on Firms
- Impact on Firms
- High-Level Impact
- Buy-Side & Sell-Side Impact
- Third-Country Access
- Third-Country Access: Models
Target audience
- Authorised Managers;
- Compliance Officers;
- Internal auditors;
- Project Managers in charge of regulatory projects.
Course sponsor
Cécile Liégeois is a Regulatory and Audit Partner in the banking and PFS industry. With over 20 years of professional experience in Luxembourg, she has developed a deep knowledge of Luxembourg banking and investment firms regulations including MiFID II/MiFIR and governance/compliance.
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