MiFID II refresher (e-learning)

MiFID II is live since 3 January 2018 yet. Knowledge and competence shall be maintained to ensure your organization operates as per MiFID II requirements and market best practices.

Price:

We deploy our e-learning solution as from 5 licences.

  • From 5 to 50 participants: 60 EUR;
  • From 51 to 100 participants: 55 EUR;
  • From 101 to 250 participants: 50 EUR;
  • From 251 to 500 participants: 45 EUR;
  • More than 501 participants : 40 EUR.

Duration: 1h

Language: English

Objectives

  • Recognize the impact of the MiFID II regime on financial market participants and structures, including organized trading facilities, systematic internalizers, derivative trading obligations, market access, and dark pools and broker crossing networks;
  • Identify how MiFID II aims to improve both pre- and post-trade transparency;
  • Recognize the importance of transaction reporting and governance under the MiFID II framework;
  • Quantify the impact of MiFID II on the various business lines of financial institutions.

Content

Topic 1: Market Structure

  • Organized Trading Facilities 
  • Systematic Internalizers (SIs)
  • Changes to the SI Regime
  • Derivative Trading Obligations
  • Market Access
  • Dark Pools & Broker Crossing Networks

Topic 2: Market Transparency

  • Pre-Trade Transparency
  • Post-Trade Transparency

Topic 3: Investor Protection

  • Product Governance
  • Investment Advice
  • Suitability
  • Suitability Reports
  • Appropriateness
  • Inducements
  • Investment Research
  • Best Execution
  • Conduct of Business: Product Coverage

Topic 4: Transaction Reporting & Governance

  • Transaction Reporting Requirements
  • Commodity Derivatives: Limits & Trading Restrictions
  • High Frequency Trading
  • High Frequency Trading: Controls
  • Internal Control & Governance

Topic 5: Impact on Firms

  • Impact on Firms
  • High-Level Impact
  • Buy-Side & Sell-Side Impact
  • Third-Country Access
  • Third-Country Access: Models

Target audience

  • Authorised Managers;
  • Compliance Officers;
  • Internal auditors;
  • Project Managers in charge of regulatory projects.

Our lead experts

  • Cécile Liegeois
  • Celine Troquet

Contact us

Contact details

PwC's Academy, Crystal Park Building, PwC Luxembourg

Tel: +352 49 48 48 4040

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