The Luxembourg PFS play a key role in the Luxembourg financial sector. Luxembourg counts more than 170 support and specialised PFS. These figures have rapidly grown over the last decade and have supported the growth of the Luxembourg financial sector. Directly supervised by the CSSF, these professionals are subject to specific corporate and prudential rules and obligations, comparable to those applicable to banks and investment firms.
This training gives learners an overview of the Luxembourg regulatory landscape applicable to support and specialised PFS, including the main obligations and rules to which they are bound.
23 May 2024 (EN) - 9am-12pm - On site
Price: 585.00 €
Duration: 3h
Language: Available in English
Number of participants: up to 20
You are interested in participating in this course but no sessions are currently scheduled? Please contact us and you will be added to our Show Interest list.
This training focuses on:
By the end of this training, the participants will be able to:
Target audience
For Luxembourg support and specialised PFS only:
This training is coordinated by Cécile Liégeois, Partner, and Isabelle Melcion-Richard, Managing Director at PwC Luxembourg.
With 23 years of professional experience in Luxembourg, Cécile has developed a deep understanding of the regulations governing banking and investment firms, internal governance, outsourcing arrangements (BPO/ICT/Cloud), and operational/ICT risk management. She leads projects for the implementation of new regulations, focusing on their business, regulatory, and operational impacts.
Cécile also possesses experience in external audits (financial and regulatory) of entities within the financial sector, particularly in the banking industry. Her expertise extends to other professionals in the financial sector, such as investment firms, support and specialised Professional of the Financial Sector (PFS) entities, management companies, and investment funds.
Isabelle is a member of the “Association Luxembourgeoise des Compliance Officers” (ALCO) and of the “Association Luxembourgeoise des Juristes de Banques” (ALJB).
She has more than 23 years of experience in the financial sector in Luxembourg and her areas of expertise include: banks, investment firms, specialised PFS, support PFS, Electronic Money (“EMI”) and Payment Institutions (“PI”), Luxembourg banking regulations, internal governance requirements, licencing and notifications.