Management company branch oversight

Many Luxembourg management company have branches, notably in Europe.

The CSSF highlighted the importance of an effective oversight of these branches.

However, implementing an effective branch oversight remains a challenge for many management companies.

In that context, PwC’s Academy has developed a training programme providing participants with the right level of knowledge as well as a set of tools and techniques that will allow them to get up to speed and ready to properly answer the expectations of the regulator.

This training programme has been developed in order to go through practical examples to be directly implemented for most of the functions of management companies.

Starting with your company operating model, our expert will be in a position to illustrate through examples.

27 March 2024 (EN) - 2pm-4pm - On site

Price: 390.00€

Duration:  2h

Language: Available in English and French

Number of participants: 20

objectifs

Objectives

By the end of this course, participants will be able to: 

  • understand the essential elements of the branch oversight framework;
  • understand practical aspects of the key functions branch oversight (portfolio management, risk management, compliance,...).
Contenu

Content

  • Essential elements of the branch oversight framework
  • Practical aspects of the branch oversight for:
    • portfolio management
    • distribution
    • central administration
    • risk management
    • compliance
    • internal audit
    • information technology
    • corporate accounting

Target audience

  • ManCo/AIFM conducting officers/directors
  • ManCo/AIFM board members
  • ManCo/AIFM oversight officers
Our lead experts

Our lead experts

This training is coordinated by Xavier Balthazar, Partner in charge of Regulatory Advisory, from PwC Luxembourg.

​Xavier has a substantial expertise in financial sector and funds’ regulations.
He participated to many set ups and restructurings of investments funds, management companies and professionals of the financial sector in Luxembourg and abroad, including the definition of their organisation, processes and procedures.

He is also a regulatory compliance expert for depositary banks and fund administrations.

Contact us

Contact details

PwC's Academy, Crystal Park Building, PwC Luxembourg

Tel: +352 49 48 48 4040

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