In today's world, management companies tend to use third parties for their day-to-day activities.
The CSSF circular 18/698 highlighted the regulator's expectations for these to have an effective delegation. However, the implementation of such oversight remains a challenge for many management companies.
In that context, PwC’s Academy has developed a training programme providing participants with the right level of knowledge as well as a set of tools and techniques that will allow them to get up to speed and be compliant with the regulation's requirements.
Using practical examples, this training has been developped in a way that allows you to directly implement them for most of your management company's delegations.
6 March 2024 (EN) - 1pm-5pm - On site
12 June 2024 (EN) - 1pm-5pm - On site
Price: 780.00€
Duration: 4h
Language: Available in English and French
Number of participants: 20
Objectives
By the end of this course, participants will be able to:
- understand the functions which can be delegated or not;
- understand the essential elements of the delegation oversight framework;
- understand practical aspects of the delegation oversight for specific functions: portfolio management, distribution, central administration, risk management, compliance, internal audit, information technology and corporate accounting.
Content
- Functions which can be delegated or not
- Essential elements of the delegation oversight framework
- Practical aspects of the delegation oversight for:
- portfolio management
- distribution
- central administration
- risk management
- compliance
- internal audit
- information technology
- corporate accounting
Target audience
- ManCo/AIFM conducting officers/directors
- ManCo/AIFM board members
- ManCo/AIFM oversight officers
Our lead experts
This training is coordinated by Xavier Balthazar, Partner in charge of Regulatory Advisory at PwC Luxembourg.
Xavier has a substantial expertise in financial sector and funds’ regulations.
He participated to many setups and restructurings of investments funds, management companies and professionals of the financial sector in Luxembourg and abroad, including the definition of their organisation, processes and procedures.
He is also a regulatory compliance expert for depositary banks and fund administrations.
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