Introduction to the PFS status

Diversified, complex and personalised services provided to an institutional or private clientele, local or foreign, is a subject of concern for Professionals of the Financial Sector (PFS). In order to be able to carry out their mission, PFS must be aware of the increasing number of regulatory requirements applicable to regulated entities in Luxembourg (AML/CTF, MiFID, Basel III / ICAAP, corporate governance, etc.). This training gives an overview of the PSF market in Luxembourg and provide explanations of the main regulatory requirements applicable per PFS activity.

10 December 2020 (ENG) - Webinar format - 9am-1pm

11 March 2021 (ENG) - 9am-1pm

14 June 2021 (ENG) - 1pm-5pm

Price: 650.00 €

Duration: 4h

Language: English, French, German

Number of participants: max. 20

objectifs

Objectives

Our training is focused on:

  • Explaining the different kind of PFS;
  • Answering regulatory requirements per PFS and/or activity;
  • Understanding the main accounting matters;
  • Sharing Market practises about regulator expectations.

By the end of this training, the participants will be able to:

  • Understand the different kind of PFS;
  • Identify the regulation applicable as per the PFS status and the impact on their organisation.
Contenu

Content

  • Definition and presentation of the PFS status
  • Presentation of the main regulation applicable by type of PFS
  • Presentation of the main accounting matters
  • Presentation of the result of the on-site visit and discussion on the regulator's expectations

Target audience

  • Authorised Managers
  • Board of Directors members
  • Compliance officer
  • Internal auditor
Our lead experts

Our lead experts

  • Cécile Liégeois
  • Isabelle Melcion
  • Franck Pansera
  • Céline Troquet

Contact us

Contact details

PwC's Academy, Crystal Park Building, PwC Luxembourg

Tel: +352 49 48 48 4040

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