As Chief Compliance Officer or part of the compliance function at Banks and PFS, you are identified as a Key function Holder and part of the 2nd line of defence control as well. The scope of your position is broad and ever-growing in terms of number of regulatory requirements to cover. That being said, this is key to have a clear view on what is expected from you from a regulator and the organisation perspective.
This is essential to position yourself in the organisation knowing the reporting line, the interaction with stakeholder and the tools available to you. This will allow you then to concentrate on business as usual in terms of control and advisory role.
Thanks to our expertise in the Compliance function from a regulatory and as well a practical perspective, we would like to share our experience to allow you to be ready for your day to day role.
3 December 2020 (ENG) - Webinar format - 9am-12pm
12 January 2021 (ENG) - Webinar format - 9am-12pm
Price: 400.00 €
Language: English, French
Number of participants: max. 15
Our training is focused on:
By the end of this training, the participants will be able to:
The training will cover the compliance duties around the following aspects:
PwC's Academy, Crystal Park Building, PwC Luxembourg
Tel: +352 49 48 48 4040