Are you ready to give your annual compliance training? (for Credit institutions and PFS Investment Firms)

As part of the Compliance function at Banks and PFS Investment Firms, you are bombarded with an ever-growing number of regulatory requirements. Your day to day is overloaded on anticipating, identifying, assessing and then controlling the compliance risks to make your entity compliant. Time is flying and not necessarily sufficient to prepare and provide an annual compliance training tailored, up to date, business-oriented and focusing on the main operational impacts. 

Indeed, the annual compliance training is never seen as the most important one, but have you been prepared to give it? Have you thought about changing the format, changing the content? Do you perceive the annual training as an opportunity to have an open discussion with all the employee of your entity and to provide key message influencing their daily work? 

Thanks to our expertise in the function as such and in giving training, we would like to share our experience to allow you to be ready for your annual compliance training.

10 June 2021 (ENG) - 2pm-4pm

Price: 300.00 €

Duration: 2h

Language: English, French

Number of participants: max. 10

Objectives

Our training is focused on:

  • Addressing  the main regulatory requirements;
  • Designing the training content taking into consideration the regulatory requirements and business impacts;
  • Providing concrete examples of what should be IN or NOT in the content of the training;
  • Adopting a pragmatic approach regarding the preparation of the annual compliance training.

 

At the end of this training, the participants will be able to:

  • Combine regulatory and operational perspectives;
  • Identify the key elements to be included in the annual compliance training;
  • Elaborate an effective and efficient annual training.

Content

Training around 3 dimensions: 

  • Regulatory dimension in order to highlight the key regulatory aspects to be presented during the annual training;
  • Operation / Business dimension in order to tackle the attendance issues and then to provide them the key message that influence their day to day;
  • Pedagogic dimension in order to provide training of a good quality / deliver key messages / build slides, etc.

Target audience

  • Compliance officer from Credit Institutions and PSF Investment Firms

Our lead experts

  • Cécile Liégeois
  • Isabelle Melcion
  • Celine Troquet
  • Franck Pansera
  • Audrey Grelli

Contact us

Contact details

PwC's Academy, Crystal Park Building, PwC Luxembourg

Tel: +352 49 48 48 4040

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