Dodd-Frank Wall Street Reform and Consumer Protection Act



Implications for fair lending compliance
  • The Dodd-Frank Wall Street Reform and Protection Act: Implications for fair lending compliance
    Under Dodd-Frank, we expect regulatory scrutiny of fair lending to be raised to a whole new level. Even prior to Dodd-Frank, a heightended political and regulatory focus emerged on fair lending. How should banks respond? Institutions should consider assessing their existing fair lending compliance (and general consumer compliance) risk management programs against leading standards from across the federal bank regulatory agencies, identify areas of enhancement and work to ensure that enhancements are in place in a timely manner.
    November 2010

The Dodd-Frank Wall Street Reform and Consumer Protection Act: Mortgage Industry Considerations
  • The Dodd-Frank Wall Street Reform and Consumer Protection Act: Mortgage Industry Considerations
    When President Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 ("Dodd-Frank" or the "Act"), July 21, 2010. the largest set of financial regulatory reforms since the Great Depression became law. The sweeping legislation will significantly impact every aspect of the financial services sector - and the mortgage industry is no exception.
    October 2010

  • Private fund advisers: Integrating testing into a risk-focused compliance program
    The financial services industry that has emerged from the recent market turmoil is one that has stricter standards, greater regulatory scrutiny, and higher client expectations for alternative asset management firms. As part of the Dodd-Frank Wall Street Reform and Consumer Protection Act many hedge fund and private equity fund advisers (private fund advisers) will be required to register with the Securities Exchange Commission (SEC).
    August 2010

  • A Closer Look: The Dodd-Frank Wall Street Reform and Consumer Protection Act
    The Dodd-Frank Wall Street Reform and Consumer Protection Act is one of the most complex pieces of legislation ever written. Financial service firms and other impacted organizations are just beginning to understand the Act's many facets and its full impact will not be known until all of the studies have been conducted, reports written, and regulations issued. To assist our clients, PwC is taking A Closer Look at how the Act will impact several distinct market segments.
    August 2010

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