Regulatory Texts
Level 1
- Level 1 - MiFID II / MIFIR
- Level 1 - Directive 2016/1034 delaying the application of MiFID II
- Level 1 - Regulation 2016/1033 delaying the application of MiFIR
Level 2
- Level 2 - Commission Delegated Directive on investors protection
- Level 2 - Commission Delegated Regulation
- Level 2 - Commission Delegated Regulation on transparency and supervisory measures
- Level 2 - Implementing and delegated acts: full list
- Level 2 - Draft RTS amendment - Overview table of national client identifiers for natural persons to be used in transaction reports
- Level 2 - ESMA Final Technical Advice MiFID II / MiFIR
- Level 2 - Draft RTS on MiFID II rules for third country firms and cooperation within competent authorities
- Level 2 - Draft RTS and ITS on MiFID II and MiFIR
- Level 2 - Consultation Paper - Draft RTS on package orders
- Level 2 - Final report - Draft RTS on package orders for which there is a liquid market
Level 3
- Level 3 - Q&A on CFDs and other speculative products (last update: 31/03/2017)
- Level 3 - Guidelines on cross selling practices
- Level 3 - Guidelines for the assessment of knowledge and competence
- Level 3 - Guidelines on complex debt instruments and structured deposits
- Level 3 - Guidelines on transaction reporting
- Level 3 - Guidelines - Calibration, publication and reporting of trading halts
- Level 3 - Guidelines on product governance
- Level 3 - Consultation paper - Consolidated tape for non-equity products
- Level 3 - Consultation paper - Management of trading venues and reporting services providers
- Level 3 - Consultation paper - Trading obligation for derivatives
- Level 3 - Q&A on investor protection (last update: 06/06/2017)
- Level 3 - Q&A on MiFIR data reporting (last update: 03/04/2017)
- Level 3 - Q&A on MiFIR markets structure topics (last update: 05/04/2017)
- Level 3 - Q&A on MiFIR on transparency topics (last update: 05/04/2017)
- Level 3 - Q&A on commodity derivatives topics (last update: 05/04/2017)
- Level 3 - Briefing - MiFID II technical data reporting requirements
- Level 3 - Follow up report to the Peer review on Best execution
- Level 3 - Opinion on traded on a trading venue
- Level 3 - Follow-up Report to the Peer Review on MiFID Conduct of Business rules relating to fair, clear and not misleading information
